(1) This Procedure outlines the processes for offering, awarding and managing Higher Degree by Research Scholarships at Victoria University (VU) for domestic and international applicants/students. (2) All eligible students applying for or enrolled in HDR programs who are eligible for or hold VU Sponsored HDR or RTP Scholarships. (3) Higher Degree by Research Scholarships Policy (4) VU Sponsored HDR and RTP Higher Degree by Research Scholarships may be made up of one or more of the following: (5) Eligibility for VU Sponsored HDR or RTP Scholarships is detailed in the Higher Degree by Research Scholarships Policy, and will be assessed at the time of application. (6) Applicants are expected to confirm that they meet the eligibility requirements on application and inform the university if at any time during their candidature, they do not meet the eligibility requirements. (7) For each Stipend Scholarship opportunity, a Guide to Applicants will be made available outlining key details of the Stipend Scholarship, application and selection processes. (8) Applicants are required to review the Graduate Research Scholarships website and refer to the Guide to Applicants prior to submitting their application. (9) A call for applications for RTP Scholarships (Stipend and Fee Offset) will be published at least once a year on VU’s Graduate Research Scholarships website enabling a competitive process to be undertaken. Applications may be open to both Domestic and International applicants. (10) Applicants for a RTP Stipend Scholarship must normally apply with a nominated Research Focus Outline. These outlines will be published on the Graduate Research Scholarships website. (11) Applications for RTP Scholarships (Fee Offset), without a VU Sponsored HDR Scholarship (Stipend) or RTP Scholarship (Stipend), may be submitted by domestic applicants according to the Higher Degrees by Research Procedure 1 Admissions. (12) At the discretion of VU and subject to funds available, opportunities to apply for a VU Sponsored HDR Scholarship (Stipend) with a RTP Scholarship (Fee Offset) will be published on VU’s Graduate Research Scholarships website. Applications may be open to both Domestic and/or International applicants. (13) VU may, and subject to funds available and strategic alignment, directly invite Domestic students to apply for a VU HDR Scholarship (Stipend) with a RTP Scholarship (Fee Offset). This situation may be particularly relevant to research grants/philanthropic support. (14) VU may open opportunities for Applications for RTP Scholarship (Allowances). Applications may be open to both Domestic and International applicants who are enrolled in a VU higher degree by research and meet the eligibility criteria for the specific Scholarship (Allowances) opportunity. The opportunity will be published on VU’s Graduate Research Scholarships website. (15) Scholarships will be awarded following the processes outlined in Table 1. (16) Prior to an applicant being considered for a VU Sponsored HDR or RTP Scholarship, applicants must meet the criteria for Admission to a HDR course, following Higher Degrees by Research Procedure 1 Admissions. (17) Applications for a VU Sponsored HDR or RTP Stipend Scholarship will be assessed against criteria published in the Guide to Applicants. The selection criteria will include academic merit and may include other criteria, including, but not limited to: (18) VU reserves the right to contact referees as part of the decision-making process. (19) Outcomes of applications will be decided by the parties set out in Table 2, following any processes required by the Policy. (20) VU will, at the time of offer of admission, document the value of the relevant: (21) Outcomes of all VU Sponsored HDR and RTP Scholarship that include a Stipend or Allowance will be made in writing by the Manager, Scholarships or nominee and (where relevant) include advice about: (22) Outcomes of applications for RTP Scholarship (Fee Offset) will be made according to the Higher Degrees by Research Procedure 1 Admissions. Applicants successful in being awarded a RTP Scholarship (Fee Offset) will be sent an offer in writing by Admissions, Pathways and Scholarships or VU Global which will include advice about the outcome of the application for admission, the support being offered, the conditions and periods of support, and the estimated annual value of the support provided by the Australian Government. (23) If a VU Sponsored HDR or RTP Stipend Scholarship recipient is unable to commence their Scholarship by the commencement date in their offer letter, then they must seek advice regarding a deferment – refer Higher Degrees by Research Procedure 1 Admissions (clause 39 and 40). Stipend Scholarships cannot be deferred for more than one research period. (24) VU will pay each student their full-time or part-time VU Sponsored HDR or RTP Scholarship (Stipend) in proportion to the period for which the student is supported with a Scholarship (Stipend). (25) VU will make fortnightly payments directly to students in respect of their VU Sponsored HDR or RTP Scholarship (Stipend). To avoid doubt, payment into an account in the student's name with an Australian financial institution is considered to be a payment directly to the student. (26) A Stipend scholarship recipient is required to repay any stipend payment within four weeks of receiving the payment if: (27) Applicants who receive RTP Fee Offset and/or VU Sponsored HDR and RTP Scholarship (Stipend) are expected to regularly attend the same campus where at least one of their supervisors is based for the duration of their course. Exceptions to this are for fieldwork or industry placements. (28) In exceptional and extenuating circumstances, VU Sponsored HDR and RTP Scholarship (Stipend) holders may apply to the Associate Director, Research Training to undertake their degree, or part thereof, when they are not able to regularly attend the same campus where at least one of their supervisors is based. Applications will be assessed by the Associate Director, Research Training or nominee considering whether: (29) The outcome of the request will be communicated to the VU Sponsored HDR and RTP Scholarship (Stipend) holder by the Manager, Scholarships or nominee within 20 business days of making the request. (30) VU will, at the time of offer, document the Period of Support for a Stipend Scholarship as follows: (31) There are normally no provisions for a Stipend extension beyond the period of support as outlined in clause 30. (32) VU will, at the time of offer, document the Period of Support for an VU Sponsored or RTP Fee Offset Scholarship as follows: (33) Candidates must refer to the Higher Degree by Research Procedure 3 Pre-Candidature and Candidature regarding fee liability beyond the period of support for an RTP Fee Offset Scholarship. (34) Periods of support for Stipends and Fee Offsets: (35) The contribution of the Australian Government or Victoria University must be formally acknowledged at any time during or after completion of a relevant HDR course by the: (36) This requirement is met by including the following statement in any materials: “This research is/was supported by Victoria University or an Australian Government Research Training Program (RTP) Scholarship.” (37) The Stipend Rates for VU Sponsored HDR and RTP Scholarships will be published each year on the Graduate Research Scholarships website and included in the Stipend letter of offer. (38) The Fee Offset Rates for VU Sponsored HDR and RTP Scholarships will be published each year on the Research Student Fees website and provided in the letter of offer. (39) VU Sponsored HDR and RTP Stipend Scholarship recipients are entitled to the following leave: (40) Leave of Absence and Additional Leave of Absence must be applied for according to the Higher Degrees by Research Procedure 2 Enrolments. (41) Stipend payments will cease during periods of Leave of Absence and Additional Leave of Absence. (42) If Stipend payments continue during a period of Leave of Absence or Additional Leave of Absence, the VU Sponsored HDR or RTP Stipend holder must notify researchscholarships@vu.edu.au. (See clause (26) regarding overpayments). (43) Stipend holders must notify researchscholarships@vu.edu.au when they return from Leave of Absence or Additional Leave of Absence so that their stipend payments can be reinstated. (44) An Application for Parental, Additional Sick Leave or Concurrent Partner Leave must be completed and submitted to gradresearch@vu.edu.au and researchscholarships@vu.edu.au. (45) Stipend payments will continue during periods of approved paid Parental, Concurrent Partner or Additional Sick Leave as defined in Clause 39c, e and f. (46) The Stipend period of support and candidature will be extended for periods of approved paid Parental, Concurrent Partner or Additional Sick Leave. (47) Eligible industry placements will be managed in accordance with the Standard Operating Procedures (Eligible HDR Industry Placements) developed, in consultation with key stakeholders, and maintained by the Manager Researcher Professional Development, and approved by the Manager, Scholarships. (48) For the purposes of University RTP funding, an eligible research internship must: (49) For the purposes of Clause 48, the number of hours in a standard working day for the industry associated with the research end-user; or if there is no standard working day — 7.6 hours. (50) Activities undertaken within the duration of an eligible internship: (51) For the purposes of determining the commencement date and completion date of an eligible research internship, a Research Doctorate student: (52) All HDR students will continue to receive their RTP Fees Offset during paid or unpaid industry placements, research internships, professional practice or similar enrichment activities. The RTP Fees Offset will not be extended beyond the approved duration of the RTP Fees Offset Period of Support. (53) HDR students may continue to receive their VU Sponsored HDR or RTP Scholarship Stipend during industry placements, research internships, professional practice activities or other similar enrichment activities where the activities are unpaid. (54) If a VU Sponsored HDR or RTP Scholarship Stipend holder receives payment for an eligible research internship, the VU Sponsored HDR or RTP Stipend may continue if the income is 75% or less than the student’s VU Sponsored HDR or RTP Stipend rate at the time of the enrichment activity. (55) VU Sponsored HDR or RTP Stipend Scholarship or RTP Fees Offset Scholarship will not be extended beyond the approved duration of the Period of Support. (56) Paid employment undertaken must not interfere with a VU Sponsored HDR or RTP Scholarship Stipend holder's program of study and research. (57) VU Sponsored HDR and RTP Scholarship (Stipend) holders are expected to normally study and research full-time (a minimum of 36.75 hours per week) between the hours of 8.00am-6.00pm Monday to Friday with VU Sponsored HDR and RTP Stipend holders limited to a maximum of eight (8) hours paid employment (including practical teaching activities) per week during these hours. There is a total annual limit of 368 hours of paid employment between the hours of 8:00am – 6:00pm Monday to Friday. (58) Variations to the weekly maximum number of hours that VU Sponsored HDR and RTP Scholarship (Stipend) holders may engage in any paid work/volunteering may be negotiated with the candidate’s Principal Supervisor on the condition that timely progress of the degree can be maintained. Agreed variations must be documented via email in advance of them occurring. The total annual limit of 368 hours must be adhered to. (59) Limitations on the number of hours that a student is in paid employment per week will be relaxed while a doctoral student is undertaking an eligible research internship either on a full-time or part-time basis. (60) VU Sponsored HDR and RTP Scholarship (Stipend) holders may hold fractional employment appointments up to 0.2. The total annual limit of 368 hours must be adhered to. (61) Teaching 33 hours of block workshops (or equivalent) will be treated as being equal to 86 hours of work. Candidates should not normally be employed to teach more than 66 hours of block workshops (or equivalent) over a 12-month period. The maximum hours of block workshops that a candidate can be employed to teach over a 12-month period is 132 hours (equivalent to 344 hours of work). (62) Without limiting any provisions of the section Termination of Scholarship (clauses (75)-(76)), and in accordance with the eligibility requirements: (63) Any significant change in the field of education, topic or approach of a research project after the confirmation of candidature will require a new research proposal to be submitted and confirmed as per the University's Higher Degrees by Research Procedure 3 Pre-Candidature and Candidature. (64) Changing from full-time to part-time enrolment, or vice-versa, must be discussed with the candidate's supervisor and follow the Higher Degrees by Research Procedure 2 Enrolments, noting the following: (65) Scholarship holders who are approved to convert their doctoral research to a research Masters will have their candidature duration amended to the timely duration of the degree into which they are transferring. If the candidate has already been enrolled for longer than the timely duration for that degree (as listed in Higher Degrees by Research Procedure 3 Pre-Candidature and Candidature), their Scholarship will cease immediately. If the doctoral candidate has already received support for a Research Masters by way of a Stipend or Fee Offset Scholarship, a transfer to a research masters will not be considered. (66) Fee Offset and/or Stipend Scholarship holders undertaking a research masters degree cannot have their Fee Offset and/or Stipend Scholarship transferred to a doctoral degree. (67) All Scholarship (Stipend) holders are expected to participate in one of the following VU competitions at least once during their candidature: (68) Any holder of a RTP Scholarship (Fee Offset and/or Stipend) holder at another Higher Education Provider who wishes to transfer to VU will be required to apply through VU’s Higher Degrees by Research Procedure 1 Admissions and/or via VU Sponsored HDR and RTP Scholarship Selection respective processes (see above). (69) The duration of enrolment already consumed at another institution will be deducted from the timely duration of the relevant VU Sponsored HDR and RTP Scholarship. (70) Any transfer to VU from another institution will additionally depend on the availability of VU Sponsored HDR and RTP Scholarships. (71) If a student wishes to accept an offer of enrolment (and Stipend Scholarship) from another institution they are required to submit a discontinuation form to VU. (72) Upon confirmation of the withdrawal date, VU will provide a letter with final confirmation of the relevant dates of enrolment to the student and the alternative institution. (73) If a Scholarship (Stipend) award holder is nominated and approved for Unsatisfactory Progress Proceedings (refer Higher Degrees by Research Procedure 4 Progress) stipend payments will be suspended from the date of notification. (74) Subject to the outcome of the Unsatisfactory Progress Hearing: (75) A Scholarship (Stipend, Fee Offset and/or Allowances) will be terminated on the date that the candidate's thesis is submitted for examination, or at the end of the Period of Support, whichever is earlier. (76) The Scholarship will be terminated by VU under the following circumstances: (77) A Review of a VU Sponsored HDR or RTP Scholarship decision may be requested by a VU Sponsored HDR or RTP Scholarship applicant and/student of the University. (78) A request to review a scholarship decision must be lodged in writing to dean.gradresearch@vu.edu.au within 10 University business days of the applicant being informed of the decision. (79) A review of a scholarship decision is available in circumstances where: (80) The Dean, Graduate Research will undertake, or arrange a review if there is a conflict of interest, of the decision and a written outcome will be provided within 10 University business days of the date that the request was received by VU. If there are any delays to the timeline for any outcome, the Dean, Graduate Research will advise the applicant/students the reason for the delay and the date that they may receive an outcome of the review. (81) In the case of a review, the Dean, Graduate Research, or nominee, will be provided with all documentation relevant to the review, including but not limited to the request for review, application guidelines, application assessments and minutes of meetings. Upon completion of the review, the Dean, Graduate Research or nominee will provide a short report covering the following – introduction, scope, findings, conclusion and recommendations. (82) The review is final and cannot be appealed within VU. (83) Students should refer to the Higher Degree by Research Grievance Fact Sheet. (84) HESF: Standards 1.3 Orientation and Progression; 2.2 Diversity and Equity; 2.3 Wellbeing and Safety; 2.4 Student Grievances and Complaints; 4.2 Research Training; 6.2 Corporate Monitoring and Accountability; 7.2 Information for Prospective and Current Students; 7.3 Information Management. (85) National Code of Practice for Providers of Education and Training to Overseas Students 2018 – Standard 2 Recruitment of an overseas student, 3 Formalisation of enrolment and written agreements, 8 Overseas Student Visa Requirements; 9 Deferring, suspending or cancelling the overseas students' enrolment. (86) (87) (88) Primary Care Giver: a Stipend Scholarship holder who has the principal responsibility of providing care and attending to the physical needs of a child. Only one person can be the Primary Care Giver of a child at one time. The Primary Care Giver must also be the: (89) Victoria University (VU) Sponsored Higher Degree by Research (HDR) Scholarships (Stipend, Fee OffSet or Allowance): Stipend, Fee Offset or Allowance Scholarships that are not funded by the RTP but funded in part or in full by any one of VU’s organisational units with or without support from industry, philanthropic organisations or grants. Higher Degree by Research Scholarships Procedure
Section 1 - Summary
Section 2 - Scope
Section 3 - Policy/Regulation
Section 4 - Procedures
Part A - Summary of Roles and Responsibilities
Roles
Responsibilities
Decide outcomes of applications for:
• RTP Fee Offset Scholarships.
• RTP Stipend Scholarships.
• VU Sponsored HDR and RTP Allowance Scholarships.
• VU Sponsored HDR and RTP Scholarship (Stipend) holders to undertake their degree, or part thereof, outside of Melbourne or offshore.
Scholarship Ranking Panel
Chaired by the Associate Dean, Graduate Research and comprises Associate Directors, Research Training of each Research Institute and Manager, Scholarships.
Undertakes strategic assessment of and makes recommendation to Executive Scholarship Panel for VU HDR and RTP Stipend Scholarship application outcomes.
Executive Scholarship Panel
Chaired by Dean, Graduate Research and comprises Deputy Vice-Chancellor, Research & Impact, Executive Director of each Research Institute and Manager, Scholarships.
Reviews and approves the RTP Stipend Scholarship application outcome recommendations.
Manager, Scholarships
Manage administration of VU Sponsored HDR and RTP Scholarship (Stipend and/or Allowances) applications.
Make offers, in writing, of Victoria University Sponsored HDR and RTP Stipend or Allowances Scholarships for domestic and international applicants.
Manage ongoing administration of all stipend scholarships.
VU Global
Make offers, in writing, of VU Sponsored HDR and RTP Fee Offset Scholarships for international applicants.
Admissions, Enrolments and Graduations (Student Administration)
Make offers, in writing, of RTP Fee Offset Scholarships for domestic applicants.
Dean, Graduate Research
Undertakes reviews that are requested in relation to VU Sponsored HDR and RTP Scholarship (Fee Offset, Stipend or Allowance) applications.
Part B - Procedures
Types of Support
Eligibility
Applying for a Scholarship
Scholarship Selection Processes and Decisions
Table 1. Processes for awarding VU Sponsored HDR and RTP Scholarships
Scholarship
Process
RTP Scholarships (Stipend)
Awarded via a competitive process
Victoria University Sponsored HDR Scholarships (Stipend)
Awarded at the discretion of Victoria University, which may or may not involve a competitive process
RTP Scholarships (Fee Offset) for Domestic Students
Awarded at the discretion of Victoria University, which may or may not involve a competitive process
RTP Scholarships (Fee Offset) for International Students
Awarded via a competitive process
Victoria University Sponsored HDR and RTP Scholarships (Allowances)
Awarded at the discretion of Victoria University, which may or may not involve a competitive process
Table 2. Decision-makers for Victoria University and RTP Scholarships
Applicant cohort and scholarship opportunity
Decision-makers
Applicants for RTP Stipend Scholarships with Fee Offsets
Recommendations made by the Scholarship Ranking panel which includes the Associate Directors, Research Institutes, or their nominees, and the Associate Dean, Graduate Research.
Final decisions are made by the Executive Scholarship Ranking Panel which includes the Deputy Vice-Chancellor, Research & Impact (or nominee), the Executive Directors, Research Institutes (or their nominee) and the Dean, Graduate Research.
Applicants for VU Sponsored HDR Stipend Scholarships with Fee Offset
Recommendation made by the Principal Supervisor.
Final decisions made by the Dean, Graduate Research or nominee and Executive Director, Research Institute or nominee.
Fee Offset scholarships without a Stipend Scholarship
Dean, Graduate Research or nominee.
Executive Director, Research Institute or nominee.
VU Sponsored HDR and RTP Scholarship (Allowance)
Associate Director, Research Institute or nominee.
Scholarship application outcomes and communication
Payment of Scholarships
Regular Campus Attendance
Periods of Support
Acknowledgement of Support
Stipend and Fee Offset Rates
Leave of Absence and Paid Leave
Applying for Leave of Absence and Additional Leave of Absence
Applying for Paid Leave (Parental, Concurrent Partner or Additional Sick Leave) for VU Sponsored HDR and RTP Scholarship (Stipend) Holders
Research Internships
Managing Employment (VU HDR or RTP Scholarship Stipend Holders)
Applying for Changes in Enrolment
Changing between full-time and part-time enrolment
Changing between Research Doctoral and Research Masters degrees
Showcasing your research
Transferring between Institutions
Transferring to VU
Transferring to another institution
Suspension and Termination of Scholarship
Suspension
Termination
Grievance and Review Procedure
Section 5 - HESF/ASQA/ESOS Alignment
Section 6 - Definitions
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Domestic and International VU Sponsored HDR and RTP Scholarship applicants
Submit application and required documents by advertised deadline.
Associate Director, Research Training